LYTIR

No. 42

Today's tidings

Seven insiders at UPBD bought $1.3M between Nov 2 and Nov 3.

  • The largest planned sale: AWILHELMSEN AS filed notice to sell $166.5M of RCL.
  • An executive sale: Seeger Laureen, Chief Legal Officer of AXP, sold $22.9M on Nov 2.
  • Members of Congress reported buying at least $2.2M and selling at least $7.4M of stocks (35 members) over the last 90 days.
  • Seeking Alpha: “Rhythm Pharmaceuticals gains on report of additional bidder”

Insiders buying together

The shield wall

  1. UPBD7 of 10 insiders on fileover 1d (Nov 2–Nov 3)$1.3M
  2. BBT6 of 22 insiders on fileover 4d (Oct 26–Oct 30)$274K
  3. PAM3 of 4 insiders on fileover 20d (Oct 15–Nov 4)$38.0M
  4. AN3 of 5 insiders on fileover 1d (Nov 2–Nov 3)$1.4M
  5. LBRT3 of 5 insiders on fileover 8d (Oct 26–Nov 3)$646K
  6. TRTX3 of 9 insiders on filesame day Oct 30$299K
  7. OCFC3 of 5 insiders on fileover 4d (Oct 30–Nov 3)$278K
  8. STRZ3 of 14 insiders on filesame day Nov 2$177K
  9. FFIN3 of 14 insiders on fileover 7d (Oct 23–Oct 30)$140K
  10. ROL2 of 5 insiders on filesame day Oct 29$99.9M

For scale: 4+ insiders in 30d happens in ~5% of cases

SEC Form 4 filings. A cluster is several insiders at one company buying within 30 days. · Share card

Executive sales

Chieftains selling

Large executive sales (>$500K, last 7 days)

  1. APHNORWITT RICHARD ADAM: President & CEO soldNov 2$65.9M
  2. AXPSeeger Laureen: Chief Legal Officer soldNov 2$22.9M
  3. FTNTXie Ken: President & CEO soldNov 2 10b5-1 plan (scheduled)$20.9M
  4. KNSAPatel Sanj K: CHAIRMAN & CEO soldNov 3 10b5-1 plan (scheduled)$20.5M
  5. DOVTobin Richard J: Chairman, President & CEO soldNov 2$18.6M

SEC Form 4 filings. · Share card

Planned sales

Notice given

  1. RCLAWILHELMSEN AS500,000 shares Director filed Nov 4$166.5M
  2. PFGCSachem Head Capital Management LP1,500,000 shares Affiliate of Former Director filed Nov 3$151.3M
  3. AXPSTEPHEN J SQUERI299,401 shares Officer filed Nov 4$99.4M
  4. ILMNCorvex Management LP369,501 shares Affiliate of Director (1) filed Nov 3$87.2M
  5. MAXWM Hinson (Bermuda) Ltd.5,500,391 shares 10% Owner filed Nov 4$83.3M
  6. UTHRMARTINE ROTHBLATT119,410 shares Director filed Nov 2$71.5M
  7. APHRICHARD ADAM NORWITT799,576 shares Officer filed Nov 2$65.9M
  8. RYZRYPS, LLC1,924,478 shares Stockholder filed Nov 3$59.4M
  9. HKLP 2006-N3 Family Trust250,000 shares Affiliate filed Nov 2$46.5M
  10. LINWhite Matthew J86,833 shares Officer filed Nov 4$45.3M

SEC Form 144 notices, filed before an insider sells restricted stock. · Share card

Congress

The Althing

Congress, 90 days, bought vs sold (low end of reported ranges)

  1. government & agency debt (12 members)bought $12.2M · sold $10.0M
  2. stocks (35 members)bought $2.2M · sold $7.4M
  3. unclassified (4 members)bought $5.9M · sold $2.0M

Periodic transaction reports filed under the STOCK Act. Amounts are the low end of each reported range. · Share card

The economy

Weather at sea

Fed Funds Rate
3.88
Yield Curve (10Y-2Y)
0.38
CPI
336.30
Unemployment
4.10
VIX (Cboe)
28.18

Federal Reserve Economic Data (FRED). VIX is Cboe's index, retrieved through FRED. · Share card

Headlines

What the ravens heard

  1. IMNMImmunome stock may move 9.4% on earnings releaseInvesting.com
  2. ASTSFirefly inks $1.3 billion deal to supply engines for new AST SpaceMobile ’Blacklift’ rocketInvesting.com
  3. RYTMRhythm Pharmaceuticals gains on report of additional bidderSeeking Alpha
  4. CALYCallaway Golf shares jump as company raises full-year outlookSeeking Alpha
  5. TTGTInforma TechTarget expects $80M-$85M adjusted EBITDA for 2026 amid slower pipeline conversionSeeking Alpha
  6. NETCloudflare climbs as analysts highlight its biggest earnings beat in yearsSeeking Alpha
  7. MSFTProtesters break into Microsoft AI data centre site in AmsterdamAl Jazeera
  8. NVDANvidia, AMD and other chip stocks rebound. Is the ‘violent’ AI selloff over?MarketWatch
  9. HUMHumana anticipates 2027 membership up while raising 2026 adjusted EPS outlook to at least $9.50Seeking Alpha
  10. QNTQuantinuum lifts revenue outlook as analysts cite bookings, cloud dealsSeeking Alpha

Publisher headlines and SEC filings from the last 24 hours. · Share card

New 13D Stakes

  1. PRSOPeraso Inc.: Nant Capital, LLC20.0% of the shares filed Nov 4
  2. VVRInvesco Senior Income Trust: Saba Capital Management, L.P.5.2% of the shares filed Nov 4
  3. MSGRMSG Rangers Corp.: James L. Dolan13.2% of the shares filed Nov 2

filer's 13Ds on 1 other company since June 2026

filer's 13Ds on 19 other companies since June 2026

filer's 13Ds on 1 other company since June 2026

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Trades Reported After 45 Days

STOCK Act: Trades Reported After 45 Days

Jodey Arrington (R-TX19): House: 1 trade reported 474 days after the trade · filed 2026-10-27

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