LYTIR

Company · AMP

Ameriprise Financial, Inc.

Name as listed on its exchange; filed with the SEC as AMERIPRISE FINANCIAL INC.

Nasdaq's symbol directory lists AMP on the New York Stock Exchange as “Ameriprise Financial, Inc. Common Stock”.

In the 12 months to Nov 8, 2026: insiders sold on 6 occasions ($26.1M); 6 planned-sale notices; 3 congressional trade disclosures; 2 company reports (Form 8-K, since May 26, 2026).

All insider filings at the SEC

Insider purchases and sales, by month (last 12 months)Insider purchases: $0 in total; Insider sales: $26.1M in total.Jul: Insider sales $24.5MAug: Insider sales $1.6MDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $0Insider sales below: $26.1M
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. James M. Cracchiolo, CHAIRMAN AND CEO sold on 1 day latest Jul 28, 2026 sold $9.8M
  2. William J. Williams, Pres, Wealth Mgmt Advisor Grp sold on 2 days latest Jul 28, 2026 sold $8.7M
  3. Walter S. Berman, EXECUTIVE VP AND CFO sold on 1 day latest Jul 28, 2026 sold $6.0M
  4. Deirdre Davey McGraw, EVP Mktg, Strat. & Comms. sold on 1 day latest Aug 6, 2026 sold $1.3M
  5. Brockman Dawn M., SVP AND CONTROLLER sold on 1 day latest Aug 10, 2026 sold $264K
Every trade (6)
  1. SELLBrockman Dawn M., SVP AND CONTROLLER sold Aug 10, 2026 472 shares filing $264K
  2. SELLDeirdre Davey McGraw, EVP Mktg, Strat. & Comms. sold Aug 6, 2026 2,400 shares filing $1.3M
  3. SELLJames M. Cracchiolo, CHAIRMAN AND CEO sold Jul 28, 2026 18,020 shares 2 legs combined filing $9.8M
  4. SELLWalter S. Berman, EXECUTIVE VP AND CFO sold Jul 28, 2026 11,012 shares 2 legs combined filing $6.0M
  5. SELLWilliam J. Williams, Pres, Wealth Mgmt Advisor Grp sold Jul 28, 2026 8,210 shares 3 legs combined filing $4.4M
  6. SELLWilliam J. Williams, Pres, Wealth Mgmt Advisor Grp sold Jul 27, 2026 7,894 shares 2 legs combined filing $4.2M

Planned sales · SEC Form 144

Notice given

A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice

  1. Dawn M. Brockman filed Aug 10, 2026 Officer 472 shares planned sale date 08/10/2026 filing $264K
  2. Deirdre McGraw filed Aug 6, 2026 Officer 2,400 shares planned sale date 08/06/2026 filing $1.3M
  3. James M. Cracchiolo filed Jul 28, 2026 Officer 18,020 shares planned sale date 07/28/2026 filing $9.8M
  4. Walter Stanley Berman filed Jul 28, 2026 Officer 11,012 shares planned sale date 07/28/2026 filing $6.0M
  5. William J. Williams filed Jul 28, 2026 Officer 8,210 shares planned sale date 07/28/2026 filing $4.4M
  6. William J. Williams filed Jul 27, 2026 Officer 7,894 shares planned sale date 07/27/2026 filing $4.2M

Congress · STOCK Act

The Althing

Periodic transaction reports. Amounts are the ranges members report; the trade date is when it happened, the report can come up to 45 days later.

  1. Richard W. Allen (R-GA12): Sale Apr 15, 2026 reported Jun 5, 2026 one of 7 trades the member reported that day House Stocks (including ADRs) owner: spouse $50,001 - $100,000
  2. Elizabeth Fletcher (D-TX07): Sale Apr 8, 2026 reported May 1, 2026 one of 11 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  3. Alan Armstrong (R-OK): Purchase Mar 27, 2026 reported Jul 21, 2026 one of 703 trades the member reported that day Senate Stock $1,001 - $15,000

Company reports · SEC Form 8-K

In its own words

Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.

  1. Results of operations and financial condition filing Oct 29, 2026
  2. Results of operations and financial condition filing Jul 23, 2026

Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.