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Company · CSWC

Capital Southwest Corporation

Name as listed on its exchange; filed with the SEC as CAPITAL SOUTHWEST CORP.

Nasdaq's symbol directory lists CSWC on Nasdaq as “Capital Southwest Corporation - Common Stock”.

In the 12 months to Nov 8, 2026: insiders bought on 3 occasions ($75K); 3 company reports (Form 8-K, since May 26, 2026).

All insider filings at the SEC

Insider purchases and sales, by month (last 12 months)Insider purchases: $75K in total; Insider sales: $0 in total.Jun: Insider purchases $25KOct: Insider purchases $50KDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $75KInsider sales below: $0
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. William R. Thomas III bought on 1 day latest Oct 1, 2026 bought $50K
  2. BATTIST CHRISTINE bought on 1 day latest Jun 17, 2026 bought $20K
  3. Ramona L. Rogers-Windsor bought on 1 day latest Jun 30, 2026 bought $5K
Every trade (3)
  1. BUYWilliam R. Thomas III bought Oct 1, 2026 2,170 shares filing $50K
  2. BUYRamona L. Rogers-Windsor bought Jun 30, 2026 210 shares filing $5K
  3. BUYBATTIST CHRISTINE bought Jun 17, 2026 860 shares filing $20K

Company reports · SEC Form 8-K

In its own words

Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.

  1. Results of operations and financial condition; Regulation FD disclosure filing Nov 2, 2026
  2. Results of operations and financial condition filing Oct 15, 2026
  3. Entry into a material definitive agreement; Creation of a direct financial obligation filing Sep 15, 2026

Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.