LYTIR

Company · HLI

Houlihan Lokey, Inc.

Name as listed on its exchange; filed with the SEC as HOULIHAN LOKEY, INC.

Nasdaq's symbol directory lists HLI on the New York Stock Exchange as “Houlihan Lokey, Inc. Class A Common Stock”.

In the 12 months to Nov 8, 2026: insiders bought on 1 occasion ($501K); insiders sold on 1 occasion ($140K); 2 planned-sale notices; 3 congressional trade disclosures; 3 company reports (Form 8-K, since May 26, 2026).

All insider filings at the SEC · Appeared in No. 15

Insider purchases and sales, by month (last 12 months)Insider purchases: $501K in total; Insider sales: $140K in total.Aug: Insider purchases $501KSep: Insider sales $140KDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $501KInsider sales below: $140K
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. J. Lindsey Alley, Chief Financial Officer bought on 1 day latest Aug 3, 2026 bought $501K
  2. CRAIN CHRISTOPHER M, GENERAL COUNSEL sold on 1 day latest Sep 10, 2026 sold $140K
Every trade (2)
  1. SELLCRAIN CHRISTOPHER M, GENERAL COUNSEL sold Sep 10, 2026 1,000 shares filing $140K
  2. BUYJ. Lindsey Alley, Chief Financial Officer bought Aug 3, 2026 4,020 shares filing $501K

Planned sales · SEC Form 144

Notice given

A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice

  1. CHRISTOPHER CRAIN filed Nov 4, 2026 Officer 2,000 shares planned sale date 11/04/2026 filing $293K
  2. CHRISTOPHER MADISON CRAIN filed Sep 10, 2026 Officer 1,000 shares planned sale date 09/10/2026 filing $140K

Congress · STOCK Act

The Althing

Periodic transaction reports. Amounts are the ranges members report; the trade date is when it happened, the report can come up to 45 days later.

  1. Gilbert Cisneros (D-CA31): Purchase Aug 7, 2026 reported Sep 10, 2026 one of 58 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  2. Gilbert Cisneros (D-CA31): Purchase Jul 16, 2026 reported Sep 4, 2026 one of 66 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  3. Gilbert Cisneros (D-CA31): Purchase Mar 3, 2026 reported Apr 7, 2026 one of 141 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000

Company reports · SEC Form 8-K

In its own words

Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.

  1. Results of operations and financial condition filing Oct 28, 2026
  2. Departure or appointment of directors or officers filing Oct 5, 2026
  3. Departure or appointment of directors or officers; Submission of matters to a vote of security holders; Regulation FD disclosure filing Sep 22, 2026

Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.