LYTIR

Company · LPLA

LPL Financial Holdings Inc.

Nasdaq's symbol directory lists LPLA on Nasdaq as “LPL Financial Holdings Inc. - Common Stock”.

In the 12 months to Nov 8, 2026: insiders sold on 5 occasions ($2.2M); 1 planned-sale notice; 2 filings by holders of 5% or more; 10 congressional trade disclosures; 1 company report (Form 8-K, since May 26, 2026).

All insider filings at the SEC

Insider purchases and sales, by month (last 12 months)Insider purchases: $0 in total; Insider sales: $2.2M in total.Jun: Insider sales $94KJul: Insider sales $353KAug: Insider sales $1.6MSep: Insider sales $153KDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $0Insider sales below: $2.2M
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. Gates Greg, Group Managing Director sold on 1 day latest Aug 20, 2026 sold $1.5M
  2. Enyedi Matthew, Group Managing Director sold on 1 day all under a 10b5-1 plan latest Jul 31, 2026 sold $353K
  3. Jambusaria Aneri, Group Managing Director sold on 2 days all under a 10b5-1 plan latest Aug 27, 2026 sold $204K
  4. Reeping Katharine, Principal Accounting Officer sold on 1 day latest Sep 11, 2026 sold $153K
Every trade (5)
  1. SELLReeping Katharine, Principal Accounting Officer sold Sep 11, 2026 439 shares filing $153K
  2. SELLJambusaria Aneri, Group Managing Director sold Aug 27, 2026 308 shares 10b5-1 plan (scheduled) filing $110K
  3. SELLGates Greg, Group Managing Director sold Aug 20, 2026 4,119 shares filing $1.5M
  4. SELLEnyedi Matthew, Group Managing Director sold Jul 31, 2026 1,000 shares 5 legs combined 10b5-1 plan (scheduled) filing $353K
  5. SELLJambusaria Aneri, Group Managing Director sold Jun 17, 2026 308 shares 10b5-1 plan (scheduled) filing $94K

Planned sales · SEC Form 144

Notice given

A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice

  1. Reeping Katharine filed Sep 11, 2026 Officer 440 shares planned sale date 09/11/2026 filing $153K

Large holders · SEC Schedules 13D and 13G

Five percent and over

Anyone who comes to hold more than 5% of a company's voting shares must tell the SEC. A Schedule 13D is filed by a holder who may seek to influence the company; a 13G by one who states it is a passive investor. An amendment updates an earlier filing, and a stake reported as 0% means the holder says it has sold all, or nearly all, of its shares. Every recent 13D and 13G

  1. JANUS HENDERSON GROUP Ltd. filed Aug 13, 2026 Schedule 13G passive filing 5.3%
  2. Boston Partners filed Aug 4, 2026 Schedule 13G passive 4,004,971 shares filing 5.01%

Congress · STOCK Act

The Althing

Periodic transaction reports. Amounts are the ranges members report; the trade date is when it happened, the report can come up to 45 days later.

  1. Gilbert Cisneros (D-CA31): Purchase Jun 11, 2026 reported Jul 2, 2026 one of 66 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  2. Gilbert Cisneros (D-CA31): Purchase Jun 5, 2026 reported Jul 2, 2026 one of 66 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  3. Gilbert Cisneros (D-CA31): Purchase May 19, 2026 reported Jun 8, 2026 one of 103 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  4. Gilbert Cisneros (D-CA31): Purchase May 14, 2026 reported Jun 8, 2026 one of 103 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  5. Gilbert Cisneros (D-CA31): Purchase May 12, 2026 reported Jun 8, 2026 one of 103 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  6. Gilbert Cisneros (D-CA31): Purchase May 7, 2026 reported Jun 8, 2026 one of 103 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  7. Gilbert Cisneros (D-CA31): Purchase May 1, 2026 reported May 8, 2026 one of 94 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  8. Gilbert Cisneros (D-CA31): Purchase Apr 6, 2026 reported May 8, 2026 one of 94 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  9. Gilbert Cisneros (D-CA31): Purchase Mar 27, 2026 reported Apr 7, 2026 one of 141 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  10. Gilbert Cisneros (D-CA31): Purchase Dec 10, 2025 reported Jan 12, 2026 one of 121 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000

Company reports · SEC Form 8-K

In its own words

Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.

  1. Results of operations and financial condition filing Oct 27, 2026

Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.