Company · MS
Morgan Stanley
Name as listed on its exchange; filed with the SEC as MORGAN STANLEY.
Nasdaq's symbol directory lists MS on the New York Stock Exchange as “Morgan Stanley Common Stock”.
In the 12 months to Nov 8, 2026: insiders sold on 4 occasions ($9.9M); 6 planned-sale notices; 1 filing by holders of 5% or more; 4 congressional trade disclosures; 3 company reports (Form 8-K, since May 26, 2026).
All insider filings at the SEC · Appeared in No. 35, No. 25, No. 18, No. 13, No. 7
Insider trades · SEC Form 4
Those inside the hall
Open-market purchases and sales only. Legs one person filed for one day are combined.
Who traded
- Pizzi Michael A., Head Technology & Operations sold $5.2M
- YESHAYA SHARON, Chief Financial Officer sold $3.5M
- GROSSMAN ERIC F, Chief Legal/Admin Officer sold $1.1M
- SCHAPIRO MARY L sold $212K
Every trade (4)
- SELLSCHAPIRO MARY L sold $212K
- SELLPizzi Michael A., Head Technology & Operations sold $5.2M
- SELLYESHAYA SHARON, Chief Financial Officer sold $3.5M
- SELLGROSSMAN ERIC F, Chief Legal/Admin Officer sold $1.1M
Planned sales · SEC Form 144
Notice given
A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice
- JUDITH A MISCIK $454K
- MORGAN STANLEY SMITH BARNEY LLC $534K
- MARY L SCHAPIRO REV TRUST $212K
- MORGAN STANLEY SMITH BARNEY LLC $869K
- MICHAEL A. PIZZI REVOCABLE TRUST $5.2M
- SHARON YESHAYA $3.5M
Large holders · SEC Schedules 13D and 13G
Five percent and over
Anyone who comes to hold more than 5% of a company's voting shares must tell the SEC. A Schedule 13D is filed by a holder who may seek to influence the company; a 13G by one who states it is a passive investor. An amendment updates an earlier filing, and a stake reported as 0% means the holder says it has sold all, or nearly all, of its shares. Every recent 13D and 13G
- MITSUBISHI UFJ FINANCIAL GROUP INC 24.12%
Congress · STOCK Act
The Althing
Periodic transaction reports. Amounts are the ranges members report; the trade date is when it happened, the report can come up to 45 days later.
- Dan Newhouse (R-WA04): Purchase $1,001 - $15,000
- Alan Armstrong (R-OK): Purchase $1,001 - $15,000
- Julie Johnson (D-TX32): Sale $1,001 - $15,000
- Steve Cohen (D-TN09): Sale $50,001 - $100,000
Company reports · SEC Form 8-K
In its own words
Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.
- Results of operations and financial condition Oct 14, 2026
- Results of operations and financial condition Jul 15, 2026
- Other events Jun 24, 2026
Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.