Company · PRU
Prudential Financial, Inc.
Name as listed on its exchange; filed with the SEC as PRUDENTIAL FINANCIAL INC.
Nasdaq's symbol directory lists PRU on the New York Stock Exchange as “Prudential Financial, Inc. Common Stock”.
In the 12 months to Nov 8, 2026: insiders sold on 1 occasion ($957K); 4 planned-sale notices; 4 congressional trade disclosures; 8 company reports (Form 8-K, since May 26, 2026).
All insider filings at the SEC · Appeared in No. 22
Insider trades · SEC Form 4
Those inside the hall
Open-market purchases and sales only. Legs one person filed for one day are combined.
Who traded
- KAPPLER ANN M, EVP and General Counsel sold $957K
Every trade (1)
- SELLKAPPLER ANN M, EVP and General Counsel sold $957K
Planned sales · SEC Form 144
Notice given
A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice
- SULLIVAN ANDREW F $449K
- KAPPLER ANN M $352K
- Boyle Robert E $349K
- KAPPLER ANN M $956K
Congress · STOCK Act
The Althing
Periodic transaction reports. Amounts are the ranges members report; the trade date is when it happened, the report can come up to 45 days later.
- Lloyd K. Smucker (R-PA11): Sale $1,001 - $15,000
- Alan Armstrong (R-OK): Sale (Full) $1,001 - $15,000
- Gilbert Cisneros (D-CA31): Sale $1,001 - $15,000
- Gilbert Cisneros (D-CA31): Purchase $1,001 - $15,000
Company reports · SEC Form 8-K
In its own words
Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.
- Results of operations and financial condition; Regulation FD disclosure Nov 3, 2026
- Regulation FD disclosure; Other events Oct 20, 2026
- Results of operations and financial condition; Regulation FD disclosure Oct 15, 2026
- Regulation FD disclosure Oct 9, 2026
- Regulation FD disclosure Oct 8, 2026
- Results of operations and financial condition; Regulation FD disclosure Aug 4, 2026
- Regulation FD disclosure Jul 24, 2026
- Results of operations and financial condition; Regulation FD disclosure Jul 15, 2026
Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.