LYTIR

Company · PSEC

Prospect Capital Corporation

Name as listed on its exchange; filed with the SEC as PROSPECT CAPITAL CORP.

Nasdaq's symbol directory lists PSEC on Nasdaq as “Prospect Capital Corporation - Closed End Fund”.

In the 12 months to Nov 8, 2026: insiders bought on 3 occasions ($7.4M); 1 filing by holders of 5% or more; 3 company reports (Form 8-K, since May 26, 2026).

All insider filings at the SEC

Insider purchases and sales, by month (last 12 months)Insider purchases: $7.4M in total; Insider sales: $0 in total.Jun: Insider purchases $4.7MSep: Insider purchases $2.7MDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $7.4MInsider sales below: $0
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. Barry John F, CHIEF EXECUTIVE OFFICER bought on 3 days latest Sep 4, 2026 bought $7.4M
Every trade (3)
  1. BUYBarry John F, CHIEF EXECUTIVE OFFICER bought Sep 4, 2026 1,217,105 shares filing $2.7M
  2. BUYBarry John F, CHIEF EXECUTIVE OFFICER bought Jun 23, 2026 1,067,648 shares 2 legs combined filing $2.4M
  3. BUYBarry John F, CHIEF EXECUTIVE OFFICER bought Jun 22, 2026 1,000,000 shares filing $2.2M

Large holders · SEC Schedules 13D and 13G

Five percent and over

Anyone who comes to hold more than 5% of a company's voting shares must tell the SEC. A Schedule 13D is filed by a holder who may seek to influence the company; a 13G by one who states it is a passive investor. An amendment updates an earlier filing, and a stake reported as 0% means the holder says it has sold all, or nearly all, of its shares. Every recent 13D and 13G

  1. Barry John F filed Oct 20, 2026 Schedule 13D/A may seek influence 134,685,809 shares filing 25.2%

Company reports · SEC Form 8-K

In its own words

Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.

  1. Entry into a material definitive agreement filing Nov 5, 2026
  2. Results of operations and financial condition; Regulation FD disclosure filing Nov 5, 2026
  3. Results of operations and financial condition filing Oct 27, 2026

Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.