LYTIR

Company · ROK

Rockwell Automation, Inc.

Name as listed on its exchange; filed with the SEC as ROCKWELL AUTOMATION, INC.

Nasdaq's symbol directory lists ROK on the New York Stock Exchange as “Rockwell Automation, Inc. Common Stock”.

In the 12 months to Nov 8, 2026: insiders sold on 13 occasions ($5.5M); 6 planned-sale notices; 4 congressional trade disclosures; 3 company reports (Form 8-K, since May 26, 2026).

All insider filings at the SEC · Appeared in No. 5

Insider purchases and sales, by month (last 12 months)Insider purchases: $0 in total; Insider sales: $5.5M in total.May: Insider sales $3.9MJun: Insider sales $273KJul: Insider sales $127KAug: Insider sales $930KSep: Insider sales $235KDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $0Insider sales below: $5.5M
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. Terry L. Riesterer, Vice President and Controller sold on 2 days 1 of them under a 10b5-1 plan latest Jul 16, 2026 sold $1.9M
  2. Christopher Nardecchia, SVP, Chief Information Officer sold on 1 day all under a 10b5-1 plan latest May 5, 2026 sold $1.1M
  3. Fordenwalt Matthew W., SVP Lifecycle Services sold on 3 days all under a 10b5-1 plan latest Jun 4, 2026 sold $543K
  4. Watson Patricia A sold on 1 day latest Aug 27, 2026 sold $475K
  5. MILLER JOHN M, VP and Chief IP Counsel sold on 1 day all under a 10b5-1 plan latest May 20, 2026 sold $449K
  6. Bulho Matheus De A G Viera, SVP Software and Control sold on 2 days all under a 10b5-1 plan latest Sep 2, 2026 sold $367K
  7. Rothe Christian E, Sr. VP and CFO sold on 1 day all under a 10b5-1 plan latest Aug 20, 2026 sold $256K
  8. GENEREUX SCOTT, Sr.VP, Chief Revenue Officer sold on 1 day all under a 10b5-1 plan latest May 5, 2026 sold $246K
  9. Woods Isaac, Vice President and Treasurer sold on 1 day all under a 10b5-1 plan latest Sep 8, 2026 sold $67K
Every trade (13)
  1. SELLWoods Isaac, Vice President and Treasurer sold Sep 8, 2026 154 shares 2 legs combined 10b5-1 plan (scheduled) filing $67K
  2. SELLBulho Matheus De A G Viera, SVP Software and Control sold Sep 2, 2026 400 shares 10b5-1 plan (scheduled) filing $168K
  3. SELLBulho Matheus De A G Viera, SVP Software and Control sold Aug 31, 2026 467 shares 10b5-1 plan (scheduled) filing $199K
  4. SELLWatson Patricia A sold Aug 27, 2026 1,100 shares filing $475K
  5. SELLRothe Christian E, Sr. VP and CFO sold Aug 20, 2026 590 shares 10b5-1 plan (scheduled) filing $256K
  6. SELLTerry L. Riesterer, Vice President and Controller sold Jul 16, 2026 281 shares 10b5-1 plan (scheduled) filing $127K
  7. SELLFordenwalt Matthew W., SVP Lifecycle Services sold Jun 4, 2026 377 shares 10b5-1 plan (scheduled) filing $174K
  8. SELLFordenwalt Matthew W., SVP Lifecycle Services sold Jun 2, 2026 218 shares 10b5-1 plan (scheduled) filing $99K
  9. SELLMILLER JOHN M, VP and Chief IP Counsel sold May 20, 2026 1,054 shares 2 legs combined 10b5-1 plan (scheduled) filing $449K
  10. SELLTerry L. Riesterer, Vice President and Controller sold May 7, 2026 4,024 shares 2 legs combined filing $1.8M
  11. SELLChristopher Nardecchia, SVP, Chief Information Officer sold May 5, 2026 2,538 shares 3 legs combined 10b5-1 plan (scheduled) filing $1.1M
  12. SELLFordenwalt Matthew W., SVP Lifecycle Services sold May 5, 2026 600 shares 2 legs combined 10b5-1 plan (scheduled) filing $270K
  13. SELLGENEREUX SCOTT, Sr.VP, Chief Revenue Officer sold May 5, 2026 550 shares 10b5-1 plan (scheduled) filing $246K

Planned sales · SEC Form 144

Notice given

A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice

  1. PATRICIA A WATSON filed Sep 17, 2026 BOARD MEMBER 1,100 shares planned sale date 08/27/2026 filing $474K
  2. Woods Isaac filed Sep 8, 2026 Officer 154 shares planned sale date 09/08/2026 filing $67K
  3. Bulho Matheus De A G Viera filed Sep 2, 2026 Officer 400 shares planned sale date 09/02/2026 filing $168K
  4. Bulho Matheus De A G Viera filed Aug 31, 2026 Officer 467 shares planned sale date 08/31/2026 filing $199K
  5. Rothe Christian E filed Aug 20, 2026 Officer 590 shares planned sale date 08/20/2026 filing $256K
  6. Riesterer Terry L. filed Jul 17, 2026 Officer 281 shares planned sale date 07/17/2026 filing $127K

Congress · STOCK Act

The Althing

Periodic transaction reports. Amounts are the ranges members report; the trade date is when it happened, the report can come up to 45 days later.

  1. Kevin Hern (R-OK01): Sale Sep 17, 2026 reported Oct 13, 2026 one of 24 trades the member reported that day House Stocks (including ADRs) owner: joint $15,001 - $50,000
  2. Kevin Hern (R-OK01): Sale Sep 14, 2026 reported Sep 25, 2026 one of 99 trades the member reported that day House Stocks (including ADRs) owner: joint $15,001 - $50,000
  3. Kevin Hern (R-OK01): Sale Sep 2, 2026 reported Sep 25, 2026 one of 99 trades the member reported that day House Stocks (including ADRs) owner: joint $15,001 - $50,000
  4. Kevin Hern (R-OK01): Sale Sep 2, 2026 reported Sep 25, 2026 one of 99 trades the member reported that day House Stocks (including ADRs) owner: joint $15,001 - $50,000

Company reports · SEC Form 8-K

In its own words

Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.

  1. Results of operations and financial condition filing Nov 5, 2026
  2. Departure or appointment of directors or officers filing Sep 24, 2026
  3. Results of operations and financial condition filing Aug 4, 2026

Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.