LYTIR

Company · SNEX

StoneX Group Inc.

Nasdaq's symbol directory lists SNEX on Nasdaq as “StoneX Group Inc. - Common Stock”.

In the 12 months to Nov 8, 2026: insiders bought on 1 occasion ($161K); insiders sold on 30 occasions ($104.4M); 9 planned-sale notices; 1 filing by holders of 5% or more.

All insider filings at the SEC

Insider purchases and sales, by month (last 12 months)Insider purchases: $161K in total; Insider sales: $104.4M in total.Jun: Insider sales $42.1MJul: Insider sales $26.7MAug: Insider purchases $161KAug: Insider sales $10.3MSep: Insider sales $14.8MOct: Insider sales $10.5MNov: Insider sales $90KDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $161KInsider sales below: $104.4M
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. OCONNOR SEAN MICHAEL, Executive Vice-Chairman-Board sold on 4 days 2 of them under a 10b5-1 plan latest Oct 12, 2026 sold $32.4M
  2. Mark L. Maurer sold on 7 days all under a 10b5-1 plan latest Oct 12, 2026 sold $23.8M
  3. William J. Dunaway, Chief Financial Officer sold on 3 days all under a 10b5-1 plan latest Aug 14, 2026 sold $21.9M
  4. Philip Andrew Smith, Chief Executive Officer sold on 4 days all under a 10b5-1 plan latest Oct 15, 2026 sold $15.8M
  5. Diego Rotsztain, Chief Governance/Legal Officer sold on 4 days all under a 10b5-1 plan latest Sep 16, 2026 sold $7.2M
  6. Abigail H. Perkins, Chief Information Officer sold on 3 days all under a 10b5-1 plan latest Sep 14, 2026 sold $1.5M
  7. Charles M. Lyon, President sold on 1 day latest Jun 12, 2026 sold $1.2M
  8. BEXIGA ANNABELLE G sold on 2 days all under a 10b5-1 plan latest Jul 15, 2026 sold $371K
  9. FOWLER JOHN MOORE sold on 2 days all under a 10b5-1 plan latest Nov 5, 2026 sold $208K
  10. Dhamu R. Thamodaran bought on 1 day latest Aug 10, 2026 bought $161K
Every trade (31)
  1. SELLFOWLER JOHN MOORE sold Nov 5, 2026 1,575 shares 10b5-1 plan (scheduled) filing $90K
  2. SELLPhilip Andrew Smith, Chief Executive Officer sold Oct 15, 2026 45,000 shares 10b5-1 plan (scheduled) filing $2.7M
  3. SELLOCONNOR SEAN MICHAEL, Executive Vice-Chairman-Board sold Oct 12, 2026 76,148 shares 10b5-1 plan (scheduled) filing $4.6M
  4. SELLMark L. Maurer sold Oct 12, 2026 52,953 shares 10b5-1 plan (scheduled) filing $3.2M
  5. SELLPhilip Andrew Smith, Chief Executive Officer sold Sep 28, 2026 56,250 shares 10b5-1 plan (scheduled) filing $3.7M
  6. SELLDiego Rotsztain, Chief Governance/Legal Officer sold Sep 16, 2026 20,298 shares 10b5-1 plan (scheduled) filing $1.4M
  7. SELLMark L. Maurer sold Sep 15, 2026 50,528 shares 10b5-1 plan (scheduled) filing $3.4M
  8. SELLMark L. Maurer sold Sep 14, 2026 52,564 shares 10b5-1 plan (scheduled) filing $3.6M
  9. SELLDiego Rotsztain, Chief Governance/Legal Officer sold Sep 14, 2026 30,327 shares 10b5-1 plan (scheduled) filing $2.1M
  10. SELLAbigail H. Perkins, Chief Information Officer sold Sep 14, 2026 8,924 shares 10b5-1 plan (scheduled) filing $614K
  11. SELLWilliam J. Dunaway, Chief Financial Officer sold Aug 14, 2026 96,490 shares 10b5-1 plan (scheduled) filing $6.4M
  12. SELLAbigail H. Perkins, Chief Information Officer sold Aug 10, 2026 4,500 shares 10b5-1 plan (scheduled) filing $292K
  13. BUYDhamu R. Thamodaran bought Aug 10, 2026 2,500 shares filing $161K
  14. SELLMark L. Maurer sold Aug 7, 2026 52,648 shares 10b5-1 plan (scheduled) filing $3.5M
  15. SELLFOWLER JOHN MOORE sold Aug 5, 2026 1,575 shares 10b5-1 plan (scheduled) filing $119K
  16. SELLDiego Rotsztain, Chief Governance/Legal Officer sold Jul 24, 2026 20,630 shares 10b5-1 plan (scheduled) filing $1.5M
  17. SELLOCONNOR SEAN MICHAEL, Executive Vice-Chairman-Board sold Jul 22, 2026 104,934 shares 10b5-1 plan (scheduled) filing $7.8M
  18. SELLWilliam J. Dunaway, Chief Financial Officer sold Jul 22, 2026 95,970 shares 10b5-1 plan (scheduled) filing $7.1M
  19. SELLMark L. Maurer sold Jul 22, 2026 52,376 shares 10b5-1 plan (scheduled) filing $3.9M
  20. SELLPhilip Andrew Smith, Chief Executive Officer sold Jul 22, 2026 45,000 shares 10b5-1 plan (scheduled) filing $3.3M
  21. SELLDiego Rotsztain, Chief Governance/Legal Officer sold Jul 22, 2026 29,995 shares 10b5-1 plan (scheduled) filing $2.2M
  22. SELLAbigail H. Perkins, Chief Information Officer sold Jul 20, 2026 8,919 shares 10b5-1 plan (scheduled) filing $628K
  23. SELLBEXIGA ANNABELLE G sold Jul 15, 2026 1,500 shares 10b5-1 plan (scheduled) filing $171K
  24. SELLPhilip Andrew Smith, Chief Executive Officer sold Jun 30, 2026 51,540 shares 2 legs combined 10b5-1 plan (scheduled) filing $6.1M
  25. SELLMark L. Maurer sold Jun 16, 2026 11,542 shares 10b5-1 plan (scheduled) filing $1.5M
  26. SELLOCONNOR SEAN MICHAEL, Executive Vice-Chairman-Board sold Jun 15, 2026 75,000 shares filing $10.2M
  27. SELLMark L. Maurer sold Jun 15, 2026 34,706 shares 10b5-1 plan (scheduled) filing $4.7M
  28. SELLBEXIGA ANNABELLE G sold Jun 15, 2026 1,500 shares 10b5-1 plan (scheduled) filing $200K
  29. SELLOCONNOR SEAN MICHAEL, Executive Vice-Chairman-Board sold Jun 12, 2026 75,000 shares filing $9.8M
  30. SELLWilliam J. Dunaway, Chief Financial Officer sold Jun 12, 2026 63,602 shares 10b5-1 plan (scheduled) filing $8.3M
  31. SELLCharles M. Lyon, President sold Jun 12, 2026 9,000 shares filing $1.2M

Planned sales · SEC Form 144

Notice given

A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice

  1. John M. Fowler filed Nov 5, 2026 director 1,575 shares planned sale date 11/05/2026 filing $89K
  2. Philip Smith filed Oct 15, 2026 Officer 45,000 shares planned sale date 10/15/2026 filing $2.7M
  3. Sean O'Connor filed Oct 13, 2026 Officer 76,148 shares planned sale date 10/12/2026 filing $4.6M
  4. Mark Maurer filed Oct 13, 2026 Officer 52,953 shares planned sale date 10/12/2026 filing $3.2M
  5. Philip Smith filed Sep 28, 2026 Officer 56,250 shares planned sale date 09/28/2026 filing $3.7M
  6. Diego Rotsztain filed Sep 16, 2026 Officer 20,298 shares planned sale date 09/16/2026 filing $1.4M
  7. Mark Maurer filed Sep 15, 2026 Officer 50,528 shares planned sale date 09/15/2026 filing $3.4M
  8. Mark Maurer filed Sep 14, 2026 Officer 52,564 shares planned sale date 09/14/2026 filing $3.6M
  9. Diego Rotsztain filed Sep 14, 2026 Officer 30,327 shares planned sale date 09/14/2026 filing $2.1M

Large holders · SEC Schedules 13D and 13G

Five percent and over

Anyone who comes to hold more than 5% of a company's voting shares must tell the SEC. A Schedule 13D is filed by a holder who may seek to influence the company; a 13G by one who states it is a passive investor. An amendment updates an earlier filing, and a stake reported as 0% means the holder says it has sold all, or nearly all, of its shares. Every recent 13D and 13G

  1. VANGUARD PORTFOLIO MANAGEMENT LLC filed Jul 31, 2026 Schedule 13G passive 4,075,393 shares filing 5.14%

Sources: SEC EDGAR (Forms 4 and 144) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.