LYTIR

Company · SWZ

Total Return Securities Fund

Nasdaq's symbol directory lists SWZ on the New York Stock Exchange as “Total Return Securities Fund Common Stock”.

In the 12 months to Nov 8, 2026: insiders bought on 20 occasions ($336K); 2 filings by holders of 5% or more.

All insider filings at the SEC · Appeared in No. 20

Insider purchases and sales, by month (last 12 months)Insider purchases: $336K in total; Insider sales: $0 in total.Jun: Insider purchases $49KJul: Insider purchases $89KAug: Insider purchases $42KSep: Insider purchases $127KOct: Insider purchases $29KDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $336KInsider sales below: $0
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. Andrew Dakos, President and CEO bought on 3 days latest Sep 28, 2026 bought $145K
  2. SELL MORITZ A bought on 13 days latest Sep 28, 2026 bought $108K
  3. Phillip Goldstein, Secretary bought on 2 days latest Oct 8, 2026 bought $64K
  4. Rajeev P. Das, Secretary bought on 2 days latest Aug 24, 2026 bought $18K
Every trade (20)
  1. BUYPhillip Goldstein, Secretary bought Oct 8, 2026 5,000 shares filing $29K
  2. BUYAndrew Dakos, President and CEO bought Sep 28, 2026 10,000 shares 2 legs combined filing $58K
  3. BUYSELL MORITZ A bought Sep 28, 2026 2,000 shares filing $12K
  4. BUYAndrew Dakos, President and CEO bought Sep 25, 2026 10,000 shares 2 legs combined filing $58K
  5. BUYSELL MORITZ A bought Aug 31, 2026 3,000 shares filing $18K
  6. BUYRajeev P. Das, Secretary bought Aug 24, 2026 1,366 shares filing $8K
  7. BUYRajeev P. Das, Secretary bought Aug 21, 2026 1,700 shares filing $10K
  8. BUYSELL MORITZ A bought Aug 10, 2026 1,000 shares filing $6K
  9. BUYSELL MORITZ A bought Jul 23, 2026 2,000 shares filing $12K
  10. BUYSELL MORITZ A bought Jul 22, 2026 517 shares filing $3K
  11. BUYSELL MORITZ A bought Jul 21, 2026 483 shares filing $3K
  12. BUYSELL MORITZ A bought Jul 20, 2026 1,000 shares filing $6K
  13. BUYPhillip Goldstein, Secretary bought Jul 6, 2026 5,980 shares filing $36K
  14. BUYAndrew Dakos, President and CEO bought Jul 2, 2026 5,000 shares 2 legs combined filing $30K
  15. BUYSELL MORITZ A bought Jun 29, 2026 2,000 shares filing $12K
  16. BUYSELL MORITZ A bought Jun 26, 2026 2,091 shares filing $12K
  17. BUYSELL MORITZ A bought Jun 18, 2026 1,853 shares filing $11K
  18. BUYSELL MORITZ A bought Jun 17, 2026 147 shares filing $869
  19. BUYSELL MORITZ A bought Jun 16, 2026 2,000 shares filing $12K
  20. BUYSELL MORITZ A bought Jun 15, 2026 155 shares filing $922

Large holders · SEC Schedules 13D and 13G

Five percent and over

Anyone who comes to hold more than 5% of a company's voting shares must tell the SEC. A Schedule 13D is filed by a holder who may seek to influence the company; a 13G by one who states it is a passive investor. An amendment updates an earlier filing, and a stake reported as 0% means the holder says it has sold all, or nearly all, of its shares. Every recent 13D and 13G

  1. BANK OF AMERICA CORP /DE/ filed Aug 3, 2026 Schedule 13G passive 869,185 shares filing 6.7%
  2. Allspring Global Investments Holdings, LLC filed Jul 31, 2026 Schedule 13G/A passive 0 shares filing 0%

Sources: SEC EDGAR (Forms 4 and 144) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.