LYTIR

Company · CAT

Caterpillar, Inc.

Name as listed on its exchange; filed with the SEC as CATERPILLAR INC.

Nasdaq's symbol directory lists CAT on the New York Stock Exchange as “Caterpillar, Inc. Common Stock”.

In the 12 months to Nov 8, 2026: insiders bought on 2 occasions ($840K); insiders sold on 9 occasions ($108.9M); 1 planned-sale notice; 4 congressional trade disclosures; 4 company reports (Form 8-K, since May 26, 2026).

All insider filings at the SEC · Appeared in No. 21, No. 13

Insider purchases and sales, by month (last 12 months)Insider purchases: $840K in total; Insider sales: $108.9M in total.May: Insider purchases $219KMay: Insider sales $82.7MAug: Insider sales $26.2MNov: Insider purchases $620KDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $840KInsider sales below: $108.9M
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. Joseph E. Creed, Chief Executive Officer sold on 1 day latest Aug 28, 2026 sold $26.2M
  2. Anthony D. Fassino, Group President sold on 2 days latest May 11, 2026 sold $23.4M
  3. De Lange Bob, Group President sold on 1 day latest May 6, 2026 sold $22.4M
  4. Denise C. Johnson, Group President sold on 2 days latest May 14, 2026 sold $17.1M
  5. Andrew R. J. Bonfield, CFO Emeritus sold on 1 day latest May 6, 2026 sold $14.4M
  6. Rodney Michael Shurman, Group President sold on 1 day latest May 5, 2026 sold $5.1M
  7. James C. Fish Jr. bought on 1 day latest Nov 2, 2026 bought $620K
  8. Schaupp William E, Chief Accounting Officer sold on 1 day latest May 13, 2026 sold $326K
  9. David MacLennan bought on 1 day latest May 4, 2026 bought $219K
Every trade (11)
  1. BUYJames C. Fish Jr. bought Nov 2, 2026 1,000 shares filing $620K
  2. SELLJoseph E. Creed, Chief Executive Officer sold Aug 28, 2026 32,401 shares 14 legs combined filing $26.2M
  3. SELLDenise C. Johnson, Group President sold May 14, 2026 12,605 shares 8 legs combined filing $11.4M
  4. SELLDenise C. Johnson, Group President sold May 13, 2026 6,196 shares 2 legs combined filing $5.6M
  5. SELLSchaupp William E, Chief Accounting Officer sold May 13, 2026 360 shares filing $326K
  6. SELLAnthony D. Fassino, Group President sold May 11, 2026 16,283 shares 2 legs combined filing $14.9M
  7. SELLDe Lange Bob, Group President sold May 6, 2026 24,222 shares 2 legs combined filing $22.4M
  8. SELLAndrew R. J. Bonfield, CFO Emeritus sold May 6, 2026 15,674 shares filing $14.4M
  9. SELLAnthony D. Fassino, Group President sold May 6, 2026 9,152 shares 2 legs combined filing $8.5M
  10. SELLRodney Michael Shurman, Group President sold May 5, 2026 5,639 shares 2 legs combined filing $5.1M
  11. BUYDavid MacLennan bought May 4, 2026 250 shares filing $219K

Planned sales · SEC Form 144

Notice given

A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice

  1. JOSEPH E CREED filed Aug 28, 2026 Officer 32,401 shares planned sale date 08/28/2026 filing $26.2M

Congress · STOCK Act

The Althing

Periodic transaction reports. Amounts are the ranges members report; the trade date is when it happened, the report can come up to 45 days later.

  1. Lisa McClain (R-MI09): Purchase Sep 28, 2026 reported Oct 12, 2026 one of 9 trades the member reported that day House Stocks (including ADRs) owner: spouse $1,001 - $15,000
  2. Jared Moskowitz (D-FL23): Sale Mar 31, 2026 reported Apr 30, 2026 one of 50 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  3. John Boozman (R-AR): Purchase Jan 29, 2026 reported Feb 15, 2026 one of 36 trades the member reported that day Senate Stock $1,001 - $15,000
  4. Markwayne Mullin (R-OK): Purchase Dec 29, 2025 reported Jan 16, 2026 one of 31 trades the member reported that day Senate Stock $15,001 - $50,000

Company reports · SEC Form 8-K

In its own words

Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.

  1. Results of operations and financial condition; Regulation FD disclosure filing Oct 29, 2026
  2. Departure or appointment of directors or officers; Other events filing Oct 15, 2026
  3. Entry into a material definitive agreement; Creation of a direct financial obligation filing Sep 1, 2026
  4. Results of operations and financial condition; Regulation FD disclosure filing Aug 4, 2026

Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.