LYTIR

Company · COF

Capital One Financial Corporation

Name as listed on its exchange; filed with the SEC as CAPITAL ONE FINANCIAL CORP.

Nasdaq's symbol directory lists COF on the New York Stock Exchange as “Capital One Financial Corporation Common Stock”.

In the 12 months to Nov 8, 2026: insiders sold on 24 occasions ($49.0M); 21 planned-sale notices; 6 congressional trade disclosures; 10 company reports (Form 8-K, since May 26, 2026).

All insider filings at the SEC · Appeared in No. 38, No. 37, No. 36, No. 35

Insider purchases and sales, by month (last 12 months)Insider purchases: $0 in total; Insider sales: $49.0M in total.May: Insider sales $1.2MJun: Insider sales $642KJul: Insider sales $3.5MAug: Insider sales $3.6MSep: Insider sales $1.6MOct: Insider sales $19.8MNov: Insider sales $18.6MDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $0Insider sales below: $49.0M
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. FAIRBANK RICHARD D, Chairman and CEO sold on 2 days all under a 10b5-1 plan latest Nov 4, 2026 sold $37.0M
  2. Cooper Matthew W, General Counsel & Corp Secy sold on 6 days all under a 10b5-1 plan latest Oct 6, 2026 sold $4.2M
  3. Raghu Ravi, Pres, Software, Intl & Sm Bus sold on 2 days all under a 10b5-1 plan latest Aug 7, 2026 sold $2.1M
  4. Karam Celia, Pres, Retail Bank sold on 4 days all under a 10b5-1 plan latest Oct 15, 2026 sold $1.6M
  5. Dean Lia, Pres, Banking & Prem. Products sold on 3 days all under a 10b5-1 plan latest Oct 15, 2026 sold $1.3M
  6. Zamsky Michael, Chief Credit & Fin'l Risk Off. sold on 1 day latest Aug 10, 2026 sold $1.2M
  7. Golden Timothy P, SVP, Chief Accounting Officer sold on 1 day latest Jul 29, 2026 sold $736K
  8. Mouadeb Mark Daniel, President, Card sold on 3 days all under a 10b5-1 plan latest Aug 13, 2026 sold $678K
  9. Haggerty Kaitlin, Chief Human Resources Officer sold on 2 days all under a 10b5-1 plan latest May 13, 2026 sold $262K
Every trade (24)
  1. SELLFAIRBANK RICHARD D, Chairman and CEO sold Nov 4, 2026 90,743 shares 14 legs combined 10b5-1 plan (scheduled) filing $18.6M
  2. SELLFAIRBANK RICHARD D, Chairman and CEO sold Oct 27, 2026 90,743 shares 3 legs combined 10b5-1 plan (scheduled) filing $18.4M
  3. SELLKaram Celia, Pres, Retail Bank sold Oct 15, 2026 1,927 shares 10b5-1 plan (scheduled) filing $377K
  4. SELLDean Lia, Pres, Banking & Prem. Products sold Oct 15, 2026 1,887 shares 10b5-1 plan (scheduled) filing $370K
  5. SELLCooper Matthew W, General Counsel & Corp Secy sold Oct 6, 2026 3,500 shares 10b5-1 plan (scheduled) filing $687K
  6. SELLDean Lia, Pres, Banking & Prem. Products sold Sep 15, 2026 2,066 shares 10b5-1 plan (scheduled) filing $426K
  7. SELLKaram Celia, Pres, Retail Bank sold Sep 15, 2026 2,017 shares 10b5-1 plan (scheduled) filing $416K
  8. SELLCooper Matthew W, General Counsel & Corp Secy sold Sep 1, 2026 3,500 shares 10b5-1 plan (scheduled) filing $749K
  9. SELLDean Lia, Pres, Banking & Prem. Products sold Aug 17, 2026 2,193 shares 2 legs combined 10b5-1 plan (scheduled) filing $495K
  10. SELLKaram Celia, Pres, Retail Bank sold Aug 17, 2026 1,888 shares 2 legs combined 10b5-1 plan (scheduled) filing $426K
  11. SELLMouadeb Mark Daniel, President, Card sold Aug 13, 2026 1,199 shares 10b5-1 plan (scheduled) filing $270K
  12. SELLZamsky Michael, Chief Credit & Fin'l Risk Off. sold Aug 10, 2026 5,473 shares filing $1.2M
  13. SELLRaghu Ravi, Pres, Software, Intl & Sm Bus sold Aug 7, 2026 50 shares 10b5-1 plan (scheduled) filing $11K
  14. SELLCooper Matthew W, General Counsel & Corp Secy sold Aug 4, 2026 3,500 shares 10b5-1 plan (scheduled) filing $768K
  15. SELLMouadeb Mark Daniel, President, Card sold Aug 4, 2026 1,183 shares 10b5-1 plan (scheduled) filing $260K
  16. SELLMouadeb Mark Daniel, President, Card sold Aug 3, 2026 690 shares 10b5-1 plan (scheduled) filing $148K
  17. SELLRaghu Ravi, Pres, Software, Intl & Sm Bus sold Jul 31, 2026 9,726 shares 3 legs combined 10b5-1 plan (scheduled) filing $2.0M
  18. SELLGolden Timothy P, SVP, Chief Accounting Officer sold Jul 29, 2026 3,487 shares filing $736K
  19. SELLCooper Matthew W, General Counsel & Corp Secy sold Jul 7, 2026 3,500 shares 10b5-1 plan (scheduled) filing $728K
  20. SELLCooper Matthew W, General Counsel & Corp Secy sold Jun 2, 2026 3,500 shares 10b5-1 plan (scheduled) filing $642K
  21. SELLHaggerty Kaitlin, Chief Human Resources Officer sold May 13, 2026 119 shares 10b5-1 plan (scheduled) filing $22K
  22. SELLCooper Matthew W, General Counsel & Corp Secy sold May 12, 2026 3,500 shares 10b5-1 plan (scheduled) filing $644K
  23. SELLHaggerty Kaitlin, Chief Human Resources Officer sold May 12, 2026 1,307 shares 10b5-1 plan (scheduled) filing $240K
  24. SELLKaram Celia, Pres, Retail Bank sold May 1, 2026 1,749 shares 10b5-1 plan (scheduled) filing $337K

Planned sales · SEC Form 144

Notice given

A Form 144 is filed before an insider sells restricted stock. It states an intent; the sale, if it happens, appears later on a Form 4. Every recent notice

  1. PETER RASKIND filed Nov 6, 2026 Director 1,681 shares planned sale date 11/06/2026 filing $339K
  2. RICHARD D FAIRBANK filed Nov 4, 2026 Officer 90,743 shares planned sale date 11/04/2026 filing $18.6M
  3. RICHARD D FAIRBANK filed Oct 27, 2026 Officer 90,743 shares planned sale date 10/27/2026 filing $18.4M
  4. CELIA EDWARDS KARAM filed Oct 15, 2026 Officer 1,927 shares planned sale date 10/15/2026 filing $377K
  5. LIA DEAN filed Oct 15, 2026 Officer 1,887 shares planned sale date 10/15/2026 filing $370K
  6. MATTHEW COOPER filed Oct 6, 2026 Officer 3,500 shares planned sale date 10/06/2026 filing $687K
  7. LIA DEAN filed Sep 15, 2026 Officer 2,067 shares planned sale date 09/15/2026 filing $426K
  8. CELIA EDWARDS KARAM filed Sep 15, 2026 Officer 2,017 shares planned sale date 09/15/2026 filing $416K
  9. MATTHEW COOPER filed Sep 1, 2026 Officer 3,500 shares planned sale date 09/01/2026 filing $749K
  10. LIA DEAN filed Aug 17, 2026 Officer 2,193 shares planned sale date 08/17/2026 filing $495K
  11. CELIA EDWARDS KARAM filed Aug 17, 2026 Officer 1,888 shares planned sale date 08/17/2026 filing $426K
  12. MARK MOUADEB filed Aug 13, 2026 Officer 1,199 shares planned sale date 08/13/2026 filing $270K
  13. MICHAEL ZAMSKY filed Aug 10, 2026 Officer 5,473 shares planned sale date 08/10/2026 filing $1.2M
  14. RAVI S RAGHU filed Aug 7, 2026 Officer 50 shares planned sale date 08/07/2026 filing $11K
  15. MATTHEW COOPER filed Aug 4, 2026 Officer 3,500 shares planned sale date 08/04/2026 filing $768K
  16. MARK MOUADEB filed Aug 4, 2026 Officer 1,183 shares planned sale date 08/04/2026 filing $260K
  17. MARK MOUADEB filed Aug 3, 2026 Officer 690 shares planned sale date 08/03/2026 filing $148K
  18. RAVI S RAGHU filed Jul 31, 2026 Officer 9,726 shares planned sale date 07/31/2026 filing $2.0M
  19. TIMOTHY GOLDEN filed Jul 29, 2026 Officer 3,487 shares planned sale date 07/29/2026 filing $736K
  20. MATTHEW COOPER filed Jul 7, 2026 Officer 3,500 shares planned sale date 07/07/2026 filing $728K
  21. ANN FRITZ HACKETT filed Jun 25, 2026 Director 3,000 shares planned sale date 06/25/2026 filing $630K

Congress · STOCK Act

The Althing

Periodic transaction reports. Amounts are the ranges members report; the trade date is when it happened, the report can come up to 45 days later.

  1. Alan Armstrong (R-OK): Purchase Mar 27, 2026 reported Jul 21, 2026 one of 703 trades the member reported that day Senate Stock $1,001 - $15,000
  2. Gilbert Cisneros (D-CA31): Sale Feb 10, 2026 reported Mar 9, 2026 one of 85 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  3. Gilbert Cisneros (D-CA31): Purchase Jan 9, 2026 reported Feb 13, 2026 one of 151 trades the member reported that day House Stocks (including ADRs) $1,001 - $15,000
  4. Markwayne Mullin (R-OK): Purchase Dec 29, 2025 reported Jan 16, 2026 one of 31 trades the member reported that day Senate Stock $50,001 - $100,000
  5. Julie Johnson (D-TX32): Sale Dec 18, 2025 reported Jan 15, 2026 one of 62 trades the member reported that day House Stocks (including ADRs) owner: joint $1,001 - $15,000
  6. Markwayne Mullin (R-OK): Purchase Nov 10, 2025 reported Dec 5, 2025 one of 4 trades the member reported that day Senate Stock $50,001 - $100,000

Company reports · SEC Form 8-K

In its own words

Current reports the company filed with the SEC; most items are due within four business days of the event. Each line lists the report's items by the SEC's own titles; the filing says what happened. Reports collected since May 26, 2026; every 8-K at the SEC.

  1. Regulation FD disclosure filing Oct 20, 2026
  2. Results of operations and financial condition filing Oct 20, 2026
  3. Other events filing Sep 15, 2026
  4. Regulation FD disclosure filing Sep 15, 2026
  5. Regulation FD disclosure filing Sep 15, 2026
  6. Amendments to articles or bylaws; change in fiscal year filing Sep 1, 2026
  7. Other events filing Aug 20, 2026
  8. Regulation FD disclosure filing Aug 17, 2026
  9. Regulation FD disclosure filing Jul 21, 2026
  10. Results of operations and financial condition filing Jul 21, 2026

Sources: SEC EDGAR (Forms 4, 144 and 8-K) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.