LYTIR

Company · JOF

Japan Smaller Capitalization Fund Inc

Name as listed on its exchange; filed with the SEC as JAPAN SMALLER CAPITALIZATION FUND INC.

Nasdaq's symbol directory lists JOF on the New York Stock Exchange as “Japan Smaller Capitalization Fund Inc Common Stock”.

In the 12 months to Nov 8, 2026: insiders bought on 8 occasions ($1.9M); insiders sold on 1 occasion ($179K); 8 filings by holders of 5% or more.

All insider filings at the SEC

Insider purchases and sales, by month (last 12 months)Insider purchases: $1.9M in total; Insider sales: $179K in total.Oct: Insider purchases $1.6MNov: Insider purchases $329KNov: Insider sales $179KDecJanFebMarAprMayJunJulAugSepOctNov
Insider purchases above the line: $1.9MInsider sales below: $179K
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.

Insider trades · SEC Form 4

Those inside the hall

Open-market purchases and sales only. Legs one person filed for one day are combined.

Who traded

  1. Saba Capital Management, L.P. sold on 1 day bought on 8 days latest Nov 5, 2026 sold $179K · bought $1.9M
Every trade (9)
  1. BUYSaba Capital Management, L.P. bought Nov 5, 2026 28,208 shares filing $299K
  2. SELLSaba Capital Management, L.P. sold Nov 3, 2026 16,200 shares filing $179K
  3. BUYSaba Capital Management, L.P. bought Nov 2, 2026 2,720 shares filing $30K
  4. BUYSaba Capital Management, L.P. bought Oct 30, 2026 58,686 shares filing $644K
  5. BUYSaba Capital Management, L.P. bought Oct 29, 2026 5,083 shares filing $57K
  6. BUYSaba Capital Management, L.P. bought Oct 28, 2026 15,967 shares filing $182K
  7. BUYSaba Capital Management, L.P. bought Oct 19, 2026 30,000 shares filing $358K
  8. BUYSaba Capital Management, L.P. bought Oct 16, 2026 16,222 shares filing $194K
  9. BUYSaba Capital Management, L.P. bought Oct 14, 2026 13,133 shares filing $162K

Large holders · SEC Schedules 13D and 13G

Five percent and over

Anyone who comes to hold more than 5% of a company's voting shares must tell the SEC. A Schedule 13D is filed by a holder who may seek to influence the company; a 13G by one who states it is a passive investor. An amendment updates an earlier filing, and a stake reported as 0% means the holder says it has sold all, or nearly all, of its shares. Every recent 13D and 13G

  1. City of London Investment Management Company Limited filed Oct 23, 2026 Schedule 13G/A passive 3,223,016 shares filing 12.6%
  2. Saba Capital Management, L.P. filed Oct 15, 2026 Schedule 13D/A may seek influence 2,696,154 shares filing 10.57%
  3. Allspring Global Investments Holdings, LLC filed Oct 7, 2026 Schedule 13G/A passive 3,795,783 shares filing 13.4%
  4. Saba Capital Management, L.P. filed Sep 23, 2026 Schedule 13D/A may seek influence 2,494,542 shares filing 8.8%
  5. Saba Capital Management, L.P. filed Aug 31, 2026 Schedule 13D/A may seek influence 2,190,551 shares filing 7.73%
  6. 1607 Capital Partners, LLC filed Aug 14, 2026 Schedule 13G/A passive 2,724,109 shares filing 9.61%
  7. Allspring Global Investments Holdings, LLC filed Jul 31, 2026 Schedule 13G/A passive 4,483,067 shares filing 15.8%
  8. CITY OF LONDON INVESTMENT MANAGEMENT CO LTD filed Jul 24, 2026 Schedule 13G/A passive 3,894,571 shares filing 13.7%

Sources: SEC EDGAR (Forms 4 and 144) and STOCK Act periodic transaction reports. Filings can be late, amended or wrong at the source; see methodology.