In the 12 months to Nov 8, 2026, on the open market: bought $20.5M of GF, MXF, LEO and 5 more; sold $112.4M of ECAT, PDX, GF and 1 more. Filed a median of 1 business day after the trade.
Open-market purchases and sales this filer reported on SEC Form 4, by the day traded. Insiders have two business days to file. A sale marked 10b5-1 was made under a plan adopted in advance. How to read these
Insider purchases above the line: $20.5MInsider sales below: $112.4M
Dollar value of open-market purchases and sales reported on SEC Form 4, by the month traded. Sales include pre-arranged 10b5-1 plan sales.
MXEBought: MEXICO EQUITY & INCOME FUND INC Nov 5, 202624,115 sharesfiled Nov 6, 20262,517,955 shares held indirectly after, as filedfiling$500K
ECATSold: BlackRock ESG Capital Allocation Term Trust Nov 5, 202635,393 sharesfiled Nov 6, 202611,801,392 shares held indirectly after, as filedfiling$466K
JOFBought: JAPAN SMALLER CAPITALIZATION FUND INC Nov 5, 202628,208 sharesfiled Nov 6, 20262,836,840 shares held indirectly after, as filedfiling$299K
GRXBought: Gabelli Healthcare & WellnessRx Trust Nov 5, 20268,916 sharesfiled Nov 6, 20262,195,738 shares held indirectly after, as filedfiling$93K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Nov 5, 20267,747 sharesfiled Nov 6, 20261,821,810 shares held indirectly after, as filedfiling$88K
PDXSold: PIMCO Dynamic Income Strategy Fund Nov 5, 20264,172 sharesfiled Nov 6, 20265,857,931 shares held indirectly after, as filedfiling$85K
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Nov 5, 2026100 sharesfiled Nov 6, 20265,472,476 shares held indirectly after, as filedfiling$555
ECATSold: BlackRock ESG Capital Allocation Term Trust Nov 4, 202695,148 sharesfiled Nov 5, 202611,836,785 shares held indirectly after, as filedfiling$1.3M
PDXSold: PIMCO Dynamic Income Strategy Fund Nov 4, 202632,699 sharesfiled Nov 6, 20265,862,103 shares held indirectly after, as filedfiling$678K
MXEBought: MEXICO EQUITY & INCOME FUND INC Nov 4, 202615,011 sharesfiled Nov 5, 20262,493,840 shares held indirectly after, as filedfiling$314K
GRXBought: Gabelli Healthcare & WellnessRx Trust Nov 4, 2026700 sharesfiled Nov 5, 20262,186,822 shares held indirectly after, as filedfiling$7K
ECATSold: BlackRock ESG Capital Allocation Term Trust Nov 3, 2026235,008 sharesfiled Nov 4, 202611,931,933 shares held indirectly after, as filedfiling$3.2M
PDXSold: PIMCO Dynamic Income Strategy Fund Nov 3, 202637,263 sharesfiled Nov 4, 20265,894,802 shares held indirectly after, as filedfiling$782K
MXEBought: MEXICO EQUITY & INCOME FUND INC Nov 3, 202613,804 sharesfiled Nov 4, 20262,478,829 shares held indirectly after, as filedfiling$284K
JOFSold: JAPAN SMALLER CAPITALIZATION FUND INC Nov 3, 202616,200 sharesfiled Nov 4, 20262,808,632 shares held indirectly after, as filedfiling$179K
GRXBought: Gabelli Healthcare & WellnessRx Trust Nov 3, 2026100 sharesfiled Nov 4, 20262,186,122 shares held indirectly after, as filedfiling$1K
ECATSold: BlackRock ESG Capital Allocation Term Trust Nov 2, 202686,172 sharesfiled Nov 3, 202612,166,941 shares held indirectly after, as filedfiling$1.2M
PDXSold: PIMCO Dynamic Income Strategy Fund Nov 2, 202641,263 sharesfiled Nov 3, 20265,932,065 shares held indirectly after, as filedfiling$867K
JOFBought: JAPAN SMALLER CAPITALIZATION FUND INC Nov 2, 20262,720 sharesfiled Nov 3, 20262,824,832 shares held indirectly after, as filedfiling$30K
GRXBought: Gabelli Healthcare & WellnessRx Trust Nov 2, 20261,201 sharesfiled Nov 3, 20262,186,022 shares held indirectly after, as filedfiling$12K
MXEBought: MEXICO EQUITY & INCOME FUND INC Nov 2, 2026200 sharesfiled Nov 3, 20262,465,025 shares held indirectly after, as filedfiling$4K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 30, 202633,939 sharesfiled Nov 2, 20265,973,328 shares held indirectly after, as filedfiling$707K
JOFBought: JAPAN SMALLER CAPITALIZATION FUND INC Oct 30, 202658,686 sharesfiled Nov 2, 20262,822,112 shares held indirectly after, as filedfiling$644K
MXEBought: MEXICO EQUITY & INCOME FUND INC Oct 30, 202615,143 sharesfiled Nov 2, 20262,464,825 shares held indirectly after, as filedfiling$307K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 30, 202611,140 sharesfiled Nov 2, 202612,253,113 shares held indirectly after, as filedfiling$151K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 30, 202611,565 sharesfiled Nov 2, 20261,814,063 shares held indirectly after, as filedfiling$136K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 30, 202610,196 sharesfiled Nov 2, 20262,184,821 shares held indirectly after, as filedfiling$103K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 29, 202642,966 sharesfiled Oct 30, 202612,264,253 shares held indirectly after, as filedfiling$587K
MXEBought: MEXICO EQUITY & INCOME FUND INC Oct 29, 202623,901 sharesfiled Nov 2, 20262 transactionsfiling$481K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 29, 20265,975 sharesfiled Oct 30, 20261,802,498 shares held indirectly after, as filedfiling$71K
JOFBought: JAPAN SMALLER CAPITALIZATION FUND INC Oct 29, 20265,083 sharesfiled Nov 2, 20262,763,426 shares held indirectly after, as filedfiling$57K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 29, 2026500 sharesfiled Oct 30, 20262,174,625 shares held indirectly after, as filedfiling$5K
JOFBought: JAPAN SMALLER CAPITALIZATION FUND INC Oct 28, 202615,967 sharesfiled Oct 29, 20262,758,343 shares held indirectly after, as filedfiling$182K
GFBought: NEW GERMANY FUND INC Oct 28, 20262,504 sharesfiled Oct 29, 20263,903,924 shares held indirectly after, as filedfiling$26K
MXEBought: MEXICO EQUITY & INCOME FUND INC Oct 28, 20261,121 sharesfiled Oct 29, 20262,425,781 shares held indirectly after, as filedfiling$23K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 28, 20261,050 sharesfiled Oct 29, 20261,796,523 shares held indirectly after, as filedfiling$12K
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Oct 28, 20261,992 sharesfiled Oct 29, 20265,472,376 shares held indirectly after, as filedfiling$11K
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Oct 27, 202613,695 sharesfiled Oct 28, 20265,470,384 shares held indirectly after, as filedfiling$77K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 27, 20262,855 sharesfiled Oct 28, 20266,007,267 shares held indirectly after, as filedfiling$59K
GFBought: NEW GERMANY FUND INC Oct 27, 20263,648 sharesfiled Oct 28, 20263,901,420 shares held indirectly after, as filedfiling$37K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 27, 2026400 sharesfiled Oct 28, 20261,795,473 shares held indirectly after, as filedfiling$5K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 27, 2026300 sharesfiled Oct 28, 20262,174,125 shares held indirectly after, as filedfiling$3K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 26, 202612,425 sharesfiled Oct 27, 20266,010,122 shares held indirectly after, as filedfiling$256K
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Oct 26, 202620,616 sharesfiled Oct 27, 20265,456,689 shares held indirectly after, as filedfiling$111K
LEOBought: BNY MELLON STRATEGIC MUNICIPALS, INC. Oct 26, 202612,583 sharesfiled Oct 27, 20266,559,772 shares held indirectly after, as filedfiling$72K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 26, 20262,618 sharesfiled Oct 27, 20261,795,073 shares held indirectly after, as filedfiling$30K
GFBought: NEW GERMANY FUND INC Oct 26, 20261,600 sharesfiled Oct 28, 20263,897,772 shares held indirectly after, as filedfiling$16K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 26, 20261,284 sharesfiled Oct 27, 20262,173,825 shares held indirectly after, as filedfiling$13K
LEOBought: BNY MELLON STRATEGIC MUNICIPALS, INC. Oct 23, 202665,000 sharesfiled Oct 26, 20266,547,189 shares held indirectly after, as filedfiling$369K
MXEBought: MEXICO EQUITY & INCOME FUND INC Oct 22, 20262,000 sharesfiled Oct 23, 20262,424,660 shares held indirectly after, as filedfiling$40K
MXEBought: MEXICO EQUITY & INCOME FUND INC Oct 21, 202616,035 sharesfiled Oct 22, 20262,422,660 shares held indirectly after, as filedfiling$327K
LEOBought: BNY MELLON STRATEGIC MUNICIPALS, INC. Oct 21, 202645,831 sharesfiled Oct 22, 20266,482,189 shares held indirectly after, as filedfiling$263K
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Oct 21, 202620,575 sharesfiled Oct 22, 20265,436,073 shares held indirectly after, as filedfiling$109K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 21, 20263,800 sharesfiled Oct 23, 20262 transactionsfiling$78K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 21, 20262,600 sharesfiled Oct 22, 20261,792,455 shares held indirectly after, as filedfiling$30K
GFBought: NEW GERMANY FUND INC Oct 21, 20262,462 sharesfiled Oct 22, 20263,896,172 shares held indirectly after, as filedfiling$26K
GFBought: NEW GERMANY FUND INC Oct 20, 202687,623 sharesfiled Oct 21, 20263,893,710 shares held indirectly after, as filedfiling$907K
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Oct 20, 202614,573 sharesfiled Oct 21, 20265,415,498 shares held indirectly after, as filedfiling$78K
LEOBought: BNY MELLON STRATEGIC MUNICIPALS, INC. Oct 20, 20267,724 sharesfiled Oct 21, 20266,436,358 shares held indirectly after, as filedfiling$44K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 20, 20261,830 sharesfiled Oct 21, 20261,789,855 shares held indirectly after, as filedfiling$21K
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Oct 19, 202669,080 sharesfiled Oct 20, 20265,400,925 shares held indirectly after, as filedfiling$365K
JOFBought: JAPAN SMALLER CAPITALIZATION FUND INC Oct 19, 202630,000 sharesfiled Oct 20, 20262,742,376 shares held indirectly after, as filedfiling$358K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 19, 202617,079 sharesfiled Oct 20, 20261,788,025 shares held indirectly after, as filedfiling$196K
GFBought: NEW GERMANY FUND INC Oct 19, 202615,046 sharesfiled Oct 20, 20263,806,087 shares held indirectly after, as filedfiling$156K
LEOBought: BNY MELLON STRATEGIC MUNICIPALS, INC. Oct 19, 202615,246 sharesfiled Oct 20, 20266,428,634 shares held indirectly after, as filedfiling$86K
LEOBought: BNY MELLON STRATEGIC MUNICIPALS, INC. Oct 16, 2026322,858 sharesfiled Oct 20, 20262 transactionsfiling$1.8M
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Oct 16, 2026138,642 sharesfiled Oct 20, 20262 transactionsfiling$731K
JOFBought: JAPAN SMALLER CAPITALIZATION FUND INC Oct 16, 202616,222 sharesfiled Oct 20, 20262,712,376 shares held indirectly after, as filedfiling$194K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 16, 202616,347 sharesfiled Oct 20, 20261,770,946 shares held indirectly after, as filedfiling$190K
GFBought: NEW GERMANY FUND INC Oct 16, 202615,042 sharesfiled Oct 20, 20263,791,041 shares held indirectly after, as filedfiling$155K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 15, 202624,576 sharesfiled Oct 19, 202612,307,219 shares held indirectly after, as filedfiling$334K
GFBought: NEW GERMANY FUND INC Oct 15, 202616,577 sharesfiled Oct 19, 20263,775,999 shares held indirectly after, as filedfiling$171K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 15, 20269,969 sharesfiled Oct 19, 20261,754,599 shares held indirectly after, as filedfiling$116K
DSMBought: BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Oct 15, 202613,762 sharesfiled Oct 19, 20265,193,203 shares held indirectly after, as filedfiling$72K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 15, 2026200 sharesfiled Oct 19, 20262,172,541 shares held indirectly after, as filedfiling$2K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 14, 202656,083 sharesfiled Oct 15, 20261,744,630 shares held indirectly after, as filedfiling$658K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 14, 202646,604 sharesfiled Oct 15, 202612,331,795 shares held indirectly after, as filedfiling$639K
MXEBought: MEXICO EQUITY & INCOME FUND INC Oct 14, 202612,791 sharesfiled Oct 15, 20262,406,625 shares held indirectly after, as filedfiling$254K
JOFBought: JAPAN SMALLER CAPITALIZATION FUND INC Oct 14, 202613,133 sharesfiled Oct 16, 20262,696,154 shares held indirectly after, as filedfiling$162K
GFBought: NEW GERMANY FUND INC Oct 14, 20261,662 sharesfiled Oct 15, 20263,759,422 shares held indirectly after, as filedfiling$17K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 13, 202626,889 sharesfiled Oct 15, 202612,378,399 shares held indirectly after, as filedfiling$376K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 13, 20262,101 sharesfiled Oct 15, 20266,026,347 shares held indirectly after, as filedfiling$43K
GFBought: NEW GERMANY FUND INC Oct 13, 20263,678 sharesfiled Oct 15, 20263,757,760 shares held indirectly after, as filedfiling$38K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 12, 2026146,928 sharesfiled Oct 14, 20266,028,448 shares held indirectly after, as filedfiling$3.0M
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 12, 202614,600 sharesfiled Oct 14, 20261,688,547 shares held indirectly after, as filedfiling$176K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 12, 20266,907 sharesfiled Oct 14, 202612,405,288 shares held indirectly after, as filedfiling$97K
GFBought: NEW GERMANY FUND INC Oct 12, 20263,100 sharesfiled Oct 14, 20263,754,082 shares held indirectly after, as filedfiling$32K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 9, 202672,911 sharesfiled Oct 14, 20266,175,376 shares held indirectly after, as filedfiling$1.5M
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 9, 202636,718 sharesfiled Oct 14, 202612,412,195 shares held indirectly after, as filedfiling$520K
GFBought: NEW GERMANY FUND INC Oct 9, 2026585 sharesfiled Oct 14, 20263,750,982 shares held indirectly after, as filedfiling$6K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 8, 202647,930 sharesfiled Oct 13, 202612,448,913 shares held indirectly after, as filedfiling$675K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 8, 202627,937 sharesfiled Oct 13, 20261,673,947 shares held indirectly after, as filedfiling$334K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 8, 2026218 sharesfiled Oct 13, 20266,248,287 shares held indirectly after, as filedfiling$5K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 8, 2026400 sharesfiled Oct 13, 20262,172,341 shares held indirectly after, as filedfiling$4K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 7, 202625,204 sharesfiled Oct 9, 202612,496,843 shares held indirectly after, as filedfiling$355K
ECFBought: ELLSWORTH GROWTH & INCOME FUND LTD Oct 7, 202617,548 sharesfiled Oct 9, 20261,646,010 shares held indirectly after, as filedfiling$210K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 7, 20263,609 sharesfiled Oct 9, 20266,248,505 shares held indirectly after, as filedfiling$75K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 7, 20262,955 sharesfiled Oct 9, 20262,171,941 shares held indirectly after, as filedfiling$28K
GFBought: NEW GERMANY FUND INC Oct 7, 20261,223 sharesfiled Oct 9, 20263,750,397 shares held indirectly after, as filedfiling$13K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 6, 202614,061 sharesfiled Oct 8, 20266,252,114 shares held indirectly after, as filedfiling$291K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 6, 20269,252 sharesfiled Oct 8, 202612,522,047 shares held indirectly after, as filedfiling$131K
GFBought: NEW GERMANY FUND INC Oct 6, 20265,497 sharesfiled Oct 8, 20263,749,174 shares held indirectly after, as filedfiling$58K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 6, 20264,439 sharesfiled Oct 8, 20262,168,986 shares held indirectly after, as filedfiling$42K
MXFBought: MEXICO FUND INC Oct 5, 202625,900 sharesfiled Oct 7, 20262,393,834 shares held indirectly after, as filedfiling$520K
GFBought: NEW GERMANY FUND INC Oct 5, 202625,144 sharesfiled Oct 7, 20263,743,677 shares held indirectly after, as filedfiling$264K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 5, 202611,572 sharesfiled Oct 7, 20266,266,175 shares held indirectly after, as filedfiling$239K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 5, 20261,775 sharesfiled Oct 7, 20262,164,547 shares held indirectly after, as filedfiling$17K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 2, 202621,184 sharesfiled Oct 5, 20266,277,747 shares held indirectly after, as filedfiling$441K
MXFBought: MEXICO FUND INC Oct 2, 20261,573 sharesfiled Oct 5, 20262,367,934 shares held indirectly after, as filedfiling$31K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 2, 2026900 sharesfiled Oct 5, 202612,531,299 shares held indirectly after, as filedfiling$13K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 2, 2026500 sharesfiled Oct 5, 20262,162,772 shares held indirectly after, as filedfiling$5K
PDXSold: PIMCO Dynamic Income Strategy Fund Oct 1, 202624,009 sharesfiled Oct 5, 20266,298,931 shares held indirectly after, as filedfiling$489K
MXFBought: MEXICO FUND INC Oct 1, 202617,921 sharesfiled Oct 5, 20262,366,361 shares held indirectly after, as filedfiling$358K
GRXBought: Gabelli Healthcare & WellnessRx Trust Oct 1, 20265,720 sharesfiled Oct 5, 20262,162,272 shares held indirectly after, as filedfiling$54K
ECATSold: BlackRock ESG Capital Allocation Term Trust Oct 1, 20262,480 sharesfiled Oct 5, 202612,532,199 shares held indirectly after, as filedfiling$34K
ECATSold: BlackRock ESG Capital Allocation Term Trust Sep 30, 202624,024 sharesfiled Oct 1, 202612,534,679 shares held indirectly after, as filedfiling$338K
PDXSold: PIMCO Dynamic Income Strategy Fund Sep 30, 20268,900 sharesfiled Oct 1, 20266,322,940 shares held indirectly after, as filedfiling$181K
GFBought: NEW GERMANY FUND INC Sep 30, 202611,059 sharesfiled Oct 1, 20263,718,533 shares held indirectly after, as filedfiling$118K
MXFBought: MEXICO FUND INC Sep 30, 20261,238 sharesfiled Oct 1, 20262,348,440 shares held indirectly after, as filedfiling$25K
GRXBought: Gabelli Healthcare & WellnessRx Trust Sep 30, 2026519 sharesfiled Oct 1, 20262,156,552 shares held indirectly after, as filedfiling$5K
ECATSold: BlackRock ESG Capital Allocation Term Trust Sep 29, 202629,320 sharesfiled Oct 1, 202612,558,703 shares held indirectly after, as filedfiling$409K
GFBought: NEW GERMANY FUND INC Sep 29, 20261,988 sharesfiled Oct 1, 20263,707,474 shares held indirectly after, as filedfiling$21K
MXFBought: MEXICO FUND INC Sep 28, 20264,133 sharesfiled Sep 29, 20262,347,202 shares held indirectly after, as filedfiling$86K
GFBought: NEW GERMANY FUND INC Sep 28, 20261,272 sharesfiled Sep 29, 20263,705,486 shares held indirectly after, as filedfiling$14K
GFBought: NEW GERMANY FUND INC Sep 25, 20265,256 sharesfiled Sep 28, 20263,704,214 shares held indirectly after, as filedfiling$56K
MXFBought: MEXICO FUND INC Sep 25, 2026834 sharesfiled Sep 28, 20262,343,069 shares held indirectly after, as filedfiling$17K
MXFBought: MEXICO FUND INC Sep 24, 20261,049 sharesfiled Sep 28, 20262,342,235 shares held indirectly after, as filedfiling$22K
GFBought: NEW GERMANY FUND INC Sep 24, 2026500 sharesfiled Sep 28, 20263,698,958 shares held indirectly after, as filedfiling$5K
MXFBought: MEXICO FUND INC Sep 23, 202628,464 sharesfiled Sep 24, 20262,341,186 shares held indirectly after, as filedfiling$598K
GFBought: NEW GERMANY FUND INC Sep 23, 20264,657 sharesfiled Sep 24, 20263,698,458 shares held indirectly after, as filedfiling$51K
GFSold: NEW GERMANY FUND INC Sep 22, 202612,336 sharesfiled Sep 24, 20263,693,801 shares held indirectly after, as filedfiling$135K
MXFBought: MEXICO FUND INC Sep 22, 2026110 sharesfiled Sep 24, 20262,312,722 shares held indirectly after, as filedfiling$2K
MXFBought: MEXICO FUND INC Sep 21, 20262,034 sharesfiled Sep 22, 20262,312,612 shares held indirectly after, as filedfiling$43K
GFSold: NEW GERMANY FUND INC Sep 21, 2026930 sharesfiled Sep 22, 20263,706,137 shares held indirectly after, as filedfiling$10K
ECATSold: BlackRock ESG Capital Allocation Term Trust Sep 18, 202628,977 sharesfiled Sep 21, 202612,588,023 shares held indirectly after, as filedfiling$417K
GFBought: NEW GERMANY FUND INC Sep 18, 202614,185 sharesfiled Sep 21, 20263,707,067 shares held indirectly after, as filedfiling$153K
ECATSold: BlackRock ESG Capital Allocation Term Trust Sep 17, 202621,095 sharesfiled Sep 21, 202612,617,000 shares held indirectly after, as filedfiling$303K
GFBought: NEW GERMANY FUND INC Sep 17, 20261,258 sharesfiled Sep 21, 20263,692,882 shares held indirectly after, as filedfiling$14K
ECATSold: BlackRock ESG Capital Allocation Term Trust Sep 16, 2026100,836 sharesfiled Sep 17, 202612,638,095 shares held indirectly after, as filedfiling$1.4M
PDXSold: PIMCO Dynamic Income Strategy Fund Sep 16, 202619,692 sharesfiled Sep 17, 20266,331,840 shares held indirectly after, as filedfiling$407K
MXFBought: MEXICO FUND INC Sep 16, 20266,403 sharesfiled Sep 17, 20262,310,578 shares held indirectly after, as filedfiling$132K
GFBought: NEW GERMANY FUND INC Sep 16, 20261,534 sharesfiled Sep 17, 20263,691,624 shares held indirectly after, as filedfiling$17K
GFBought: NEW GERMANY FUND INC Sep 15, 20263,306 sharesfiled Sep 17, 20263,690,090 shares held indirectly after, as filedfiling$36K
MXFBought: MEXICO FUND INC Sep 15, 2026459 sharesfiled Sep 17, 20262,304,175 shares held indirectly after, as filedfiling$10K
ECATSold: BlackRock ESG Capital Allocation Term Trust Sep 14, 202626,644 sharesfiled Sep 15, 202612,738,931 shares held indirectly after, as filedfiling$389K
ECATSold: BlackRock ESG Capital Allocation Term Trust Sep 11, 202641,280 sharesfiled Sep 14, 202612,765,575 shares held indirectly after, as filedfiling$612K
PDXSold: PIMCO Dynamic Income Strategy Fund Sep 11, 202610,128 sharesfiled Sep 14, 20266,351,532 shares held indirectly after, as filedfiling$219K
GRXBought: Gabelli Healthcare & WellnessRx Trust Sep 11, 2026400 sharesfiled Sep 14, 20262,156,033 shares held indirectly after, as filedfiling$4K
ECATSold: BlackRock ESG Capital Allocation Term Trust Sep 10, 2026111,062 sharesfiled Sep 14, 202612,806,855 shares held indirectly after, as filedfiling$1.7M
PDXSold: PIMCO Dynamic Income Strategy Fund Sep 10, 202611,560 sharesfiled Sep 14, 20266,361,660 shares held indirectly after, as filedfiling$253K
Showing the latest 150 of 266.
Source: SEC Form 4 filings. Value is shares × the price reported on the filing; a filing whose price failed Lytir's check against the market price is left out, and a trade that related owners reported on separate forms is counted once. Filings can be late, amended or wrong at the source; see methodology.
Other Form 4 entries
Not counted above: entries this filer reported on Form 4 in the same 12 months that are not open-market purchases or sales. Each entry is one line of a filing.
IAE: other acquisition or disposition (code J), 1 entry, Oct 16, 2026
NFJ: other acquisition or disposition (code J), 1 entry, Oct 12, 2026
Code J
Another acquisition or disposition, described in the filing's footnotes.
Source: the same SEC Form 4 filings. The codes are the SEC's own transaction codes; the meanings above are a plain-words reading of the SEC's Form 4 instructions.
